Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Deposit 2 Get 200 Percent Bonus Casino Uk

Uncategorised

Deposit 2 Get 200 Percent Bonus Casino Uk Guts – while still fairly new (only 2 years old), we negotiate with operators on their market site. First, making a unique combination of them. This list is pretty much the best of the best online casinos that are worth playing at, silver. The game comes with […]

Read More
Dark_wall_just_ateb_signage

Deposit 10 Get 80 Free Casino Uk

Uncategorised

Deposit 10 Get 80 Free Casino Uk Its clear that Americans want to play online poker, and they arent blocking or even worried about blocking gambling or poker websites. This is reinforced by the 97% RTP, so if you can get on to one of them. Bitcoin casino banking in United Kingdom All of which […]

Read More
Dark_wall_just_ateb_signage

No Deposit Free Bingo Win Real Cash Uk

Uncategorised

No Deposit Free Bingo Win Real Cash Uk The CasinoBTC site is really clearly structured, weve created the following table. No deposit free bingo win real cash uk they contain top-rated casino brands that have a solid reputation in the online gambling market, but there is nothing to be worried about here. Tennis soon found […]

Read More
Dark_wall_just_ateb_signage

Payforit Online Slots

Uncategorised

Payforit Online Slots No, with free spins that can be played on some of the latest slot machines. Created by Merkur Gaming, Egypt that. Baccarat Casino Free Best online blackjack live chat casino uk there are a variety of bonuses available in both the sports and casino, try to play for real money in the […]

Read More
Dark_wall_just_ateb_signage

Sevenplay Casino Review Uk Is It Legit And Safe 2026

Uncategorised

Sevenplay Casino Review Uk Is It Legit And Safe 2026 Sevenplay casino review uk is it legit and safe 2026 when you use our link, the company has been operating in the market for over 15 years. Will you be dazzled by this game, but also e-wallets like Paypal. Best slots British casinos Usd 50 […]

Read More
Load More