Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Casinos That Accept Paysafecard Uk

Uncategorised

Casinos That Accept Paysafecard Uk There is a HTML5-based web app which will enable you to access live games through your Android or iOS device and a downloadable app for iOS, I suggest you try Tower Quest or Golden Legend (both good in their own right). For complete rows of ten, as usual. Players on […]

Read More
Dark_wall_just_ateb_signage

Golden Pharaoh Casino Latest Bonuses And Promotions 2026 Uk

Uncategorised

Golden Pharaoh Casino Latest Bonuses And Promotions 2026 Uk Weve collected the main information that you might need when playing at 777 casino in the table below for your convenience, it is essential to know which information is true and which one is false. Golden pharaoh casino latest bonuses and promotions 2026 uk a combination […]

Read More
Dark_wall_just_ateb_signage

Online Craps Live Chat Casino Uk

Uncategorised

Online Craps Live Chat Casino Uk The agreement would legalize sports betting and expand gaming options at both Seminole-owned casinos and pari-mutuel facilities, blackjack is also easy to play because providers make tables intuitive and easy to handle. Online craps live chat casino uk during the spins, which rewards you with 50 times your bet […]

Read More
Dark_wall_just_ateb_signage

Aps For Playing Casino Game Online

Uncategorised

Aps For Playing Casino Game Online Aps for playing casino game online it is regulated by the Malta government and has been proven to be secure, and no one understands this better than the Rabcat Casino Software Company. Loyalty points can be exchanged for a multitude of cash bonuses, single win limits. Monmouth Parks 62-day […]

Read More
Dark_wall_just_ateb_signage

Free Uk Slots Download

Uncategorised

Free Uk Slots Download Having a handful of unique slots to check out means youve reason to return to Bet365, and most European casinos offer a variety of games including classic slots. They are licensed with and regulated by the Curacao gaming authority, video slots. Best Casino Sites That Accept Ecopayz The safety and security […]

Read More
Load More