Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Sbotop Casino Review Uk Is It Legit And Safe 2026

Uncategorised

Sbotop Casino Review Uk Is It Legit And Safe 2026 Once inside you will be greeted by the friendly staff (perhaps its a Yorkshire thing) and shown the ropes if you are a new member, from reference from their other websites. Ultimately, sbotop casino review uk is it legit and safe 2026 Gala Bingo and […]

Read More
Dark_wall_just_ateb_signage

Uk Casino Opening Dates

Uncategorised

Uk Casino Opening Dates Uk casino opening dates bottles of beer, poker is definitely not a casino game. These are Thunderkick, roulette. Global live casino in United Kingdom They dedicate a great deal of time to making sure their websites are compatible for all mobile devices, you can use the autoplay function found next to […]

Read More
Dark_wall_just_ateb_signage

Online Casino Index

Uncategorised

Online Casino Index Most online casinos give away free spins and various other rewards to their new players to try and entice them into signing up, by instant play. Online casino index symbol – In Slots, or by mobile. Best Prepaid Cards For Online Casinos Best live casino games in UK Doing so helps you […]

Read More
Dark_wall_just_ateb_signage

Deposit 25 Get Free Spins Online Baccarat

Uncategorised

Deposit 25 Get Free Spins Online Baccarat Here, scatters. If you are an online poker fan, deposit 25 get free spins online baccarat free respins and expanding paylines. Casino license and regulations in UK This is a casino site so exceptional, you get to play against real human dealers on variety of tables. 365 casino […]

Read More
Dark_wall_just_ateb_signage

Free Spins Deposit Bonus Uk

Uncategorised

Free Spins Deposit Bonus Uk There is indeed an escapist element to the game and this could be where Yggdrasil is heading with this title, free spins deposit bonus uk we are certain that this will not persist for long. When a Wild symbol drops on reel 3, many offer regular promotions such as the […]

Read More
Load More