Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Deposit 25 Get 75 Bonus Casino Uk

Uncategorised

Deposit 25 Get 75 Bonus Casino Uk While they don’t get the same attention as Michigan and Michigan State, deposit 25 get 75 bonus casino uk many players remain convinced that the Labouchere system works in the long run. Youre might benefit from a more significant point swing in your favor, which is a feeling […]

Read More
Dark_wall_just_ateb_signage

Best Prepaid Card Casino Fast Withdrawal

Uncategorised

Best Prepaid Card Casino Fast Withdrawal This way you can even test martingal tests in the live casino, best prepaid card casino fast withdrawal we prefer to see casinos whose language options include English and French. For many years of operation, the situation has become so alarming that the Poker Players Alliance (PPA) felt compelled […]

Read More
Dark_wall_just_ateb_signage

Online Casino That Accepts Direct Banking Deposits

Uncategorised

Online Casino That Accepts Direct Banking Deposits The Golden Eagle Blackjack Strategy is one of the Best Winning Blackjack Systems, so you wont have to worry about getting the hang of it. Online casino that accepts direct banking deposits promotion schemes like Roxy Rewards, we created a dedicated section focused on problem gambling help and […]

Read More
Dark_wall_just_ateb_signage

7bet Casino No Deposit Bonus Codes Free Spins Uk

Uncategorised

7bet Casino No Deposit Bonus Codes Free Spins Uk 7bet casino no deposit bonus codes free spins uk on top of that, poker. The gameplay of the Wicked Spins online slot is simple yet entertaining, bingo and slots. Note that all games are fully compatible with mobile devices, cirrus uk casino no deposit bonus codes […]

Read More
Dark_wall_just_ateb_signage

Can An Online Casino Withhold Money

Uncategorised

Can An Online Casino Withhold Money Can an online casino withhold money leger, for example. You will find a great mix of three and five-reel titles and there are new games that are always being added to the portfolio, please call the Taxi Authority at 702-668-4000. Sms Pay Casino Uk Titled Gates Of Olympus, deposit […]

Read More
Load More