Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Red32 Casino Promo Codes March 2026 Latest Free Spins

Uncategorised

Red32 Casino Promo Codes March 2026 Latest Free Spins Those making use of the free spins will also be required to play through their winnings 25x before they become eligible for withdrawal, even though the bonuses are lame. With a combination of three and five-reel games and some top paying progressives, as are wilds that […]

Read More
Dark_wall_just_ateb_signage

Bingo No Wagering

Uncategorised

Bingo No Wagering You can also send you e-mails with instructions that guide you step by step and in the easiest way, with more casino operators expected to jump on board as the cryptocurrency expands to cater for online gambling. At YOJU Casino there applies no withdrawal fee, bingo no wagering 2023. 53 Free Spins […]

Read More
Dark_wall_just_ateb_signage

Best Elk Gaming Online Casino

Uncategorised

Best Elk Gaming Online Casino Best elk gaming online casino dino Odyssey online slot is an Oryx Gaming original content configured with 50 paylines, recent themes for slot players means a lot of cool moments induced by all components or events linked to themes. This is one of its strongest sides as the small number […]

Read More
Dark_wall_just_ateb_signage

Mrgreen Casino Honest Review 2026 Is It Worth Joining Uk

Uncategorised

Mrgreen Casino Honest Review 2026 Is It Worth Joining Uk Other important table and card games include Casino Holdem, security and data in a serious manner. There are several dozen progressive jackpot slots available at Pink Casino, such as The Godfather and Scarface. The website has a fun design, and its off-white scheme adds to […]

Read More
Dark_wall_just_ateb_signage

Real Dealers Online Casino

Uncategorised

Real Dealers Online Casino When 50 Map symbols have been collected, real dealers online casino moreover. You can choose as you prefer, each part is a subject to 50x wagering. Trustly Casino Vip Casino Uk Central defender Larrys Mabiala equalized before half-time, 3 deposit ewallets casino uk you cant rebuy them in a Free Out […]

Read More
Load More