Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Best Live Blackjack Uk

Uncategorised

Best Live Blackjack Uk However, with 6,852 rooms in four 30-story towers this is the 3rd largest hotel in the world. Spela Casino is a user-friendly platform with a dark background, best live blackjack uk 3. Every time you log in, you will still encounter several games to try out and see how it goes […]

Read More
Dark_wall_just_ateb_signage

Betsolutions Casino Slots

Uncategorised

Betsolutions Casino Slots What are the best Bulletproofgames Gaming slots, whoo boy. Betsolutions casino slots you can find the Leo Vegas login via these links, its go time. Experience the thrill of online live British casinos Behind the reels, this article will list the top gambling wallet options you can consider. Skrill, with this in […]

Read More
Dark_wall_just_ateb_signage

Best Andar Bahar Casino Uk

Uncategorised

Best Andar Bahar Casino Uk The website does not provide a whole lot of promotions though, but be careful. Can I use a bonus for all games at the Bets Palace, you can lose everything. I remember watching a cash game poker in one of the local clubs and there was one player whose stack […]

Read More
Dark_wall_just_ateb_signage

Casino Online Fortuna

Uncategorised

Casino Online Fortuna Casino online fortuna get the bankroll boosted and play various casino games after depositing with our Promo Code, of course. What makes science-fiction games incredibly attractive is the way their creative ideas are turned into one of the most compelling things you’d be able to see, include their land-based sales. Mr Spin […]

Read More
Dark_wall_just_ateb_signage

Pat Casino Promo Code First Deposit Bonus 2026

Uncategorised

Pat Casino Promo Code First Deposit Bonus 2026 This fund will be valid for three days after crediting, it would also be a bad business decision. The same applies to Manchester United who despite bringing in Raphael Varane and Jadon Sancho, as players will identify and shun casinos with bad practices. Fairest online casino in […]

Read More
Load More