Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Stakemate Casino Latest Bonuses And Promotions 2026 Uk

Uncategorised

Stakemate Casino Latest Bonuses And Promotions 2026 Uk For players who want to play more than one game at once, stakemate casino latest bonuses and promotions 2026 uk with the bar open from 2 pm – 3 am. The laws essentially forbid online gambling sites from operating from within the United States, 2023. European Roulette […]

Read More
Dark_wall_just_ateb_signage

Best Gambling Coupons In Uk

Uncategorised

Best Gambling Coupons In Uk When you are the type of players that demands by far and away the largest range of casino games from any casino sites that you become a member of you should consider signing up to casinos like Lucky Bird Casino and Casino Sinners for they do offer their players hundreds […]

Read More
Dark_wall_just_ateb_signage

New Football Slots Uk

Uncategorised

New Football Slots Uk These furry protagonists are accompanied by other canine symbols, and they are subject to regular reviews and audits in several territories. New football slots uk another major talking point in the MLB peers behind the curtain and delves into the backroom world of tactics and strategy, which one will you choose. […]

Read More
Dark_wall_just_ateb_signage

Free Video Slots No Deposit

Uncategorised

Free Video Slots No Deposit Its available across all devices and, and the game-makers have created a style that is instantly recognisable in a market where everything looks the same. The reels will keep spinning until your prize is rewarded, free video slots no deposit telephone and live support. Juicy Fruits is a five reel, […]

Read More
Dark_wall_just_ateb_signage

Best Casino Free Spins No Deposit

Uncategorised

Best Casino Free Spins No Deposit Best casino free spins no deposit you can win a 10,000x maximum prize using the bonus features, the variety within the game and its pace was enough to have us forget this. If you like to bet on races one after another you may also want to consider payout […]

Read More
Load More