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Mortgage Market Review Documentation

To assist firms with the implementation and transition into the new world of the Mortgage Market Review (MMR), we have drawn up the following documents:

  • A summary of the new MCOB rules in checklist format; use this to ensure that you have addressed the new rule requirements;
  • A ‘Client Proposition Document’ that includes new disclosure requirements;
  • A ‘Client Fee Agreement’;
  • An Execution Only business process;
  • An Execution Only disclaimer.

Please ensure you discuss the new documentation with your ATEB consultant at their next visit. For non-ATEB clients who need additional support in the lead up to MMR or are interested in benefitting from these documents please get in touch using the contact form here. 

Don’t forget to check Our View about this article and the Actions Required By You

Mortgage Market Review Documentation

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The MMR is a mandatory change in regulation that we must all be fully prepared for prior to implementation on the 26th April 2014. Firms are at different stages in their preparedness and now is the time to be focussing on finalising implementation.

Action Required By You

  • Discuss MMR implementation with your ATEB consultant and plan what still needs to be done to ensure a smooth transition;
  • Non-ATEB clients who would benefit from support should contact us.
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