Menu
Individual

ATEB suitability allows a high degree of tailoring so that all reports are individual, both to the firm (brand and image) and individual to the client (fully personalised).

By using your own firm’s logos, standard fonts and look and feel, you can promote your individual brand.

By including soft facts, client specific requirements and the client’s own words in reports, they become individual to the client.

While some standardisation is essential for control and consistency, suitability reports should be individually created.

Don’t forget to check Our View about this article and the Actions Required By You

Individual

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Copyright © 2023 FCA

Reminder for firms: Appointed Representatives (ARs) – Data Request

Compliance , , ,

On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules for Principal firms, the two main areas of change and the outcome the FCA are looking for.  The new rules will take effect on 8 December 2022. One of the two mains areas of change […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

Consumer Duty – FCA information and help

Compliance , ,

The FCA has added to its published information relating  to Consumer Duty to help firms with implementation.     The most recent addition to the Consumer Duty webpages is an information for firms page to help firms implement the Duty. This explains more on the areas of the Duty that firms have been raising queries […]

Read More
Copyright © 2023 FCA

Financial Resilience Survey

Compliance , , , , , , ,

The FCA has issued the following information.     We have published a Consultation Paper with proposals to replace the FCA Financial Resilience Survey with a new regulatory return during 2023. In doing so, we aim to: reduce the administrative and financial burden that an ad hoc survey places on firms increase the quality and […]

Read More
Fiscal Statement

Fiscal Statement: Stamp Duty & Land Tax Changes

Suitability , , , ,

Following the new Chancellor’s fiscal statement on 23rd September 2022 we have updated ATEB Suitability to incorporate the changes to the rates of Stamp Duty & Land Tax. The revised rates can be found in the optional Glossary of Terms when making Mortgage Recommendations. As always, our friendly support team are also available 9am – […]

Read More
Senior couple walking along lake embankment holding hands

Ask a silly question …

Compliance , , , ,

A common feature of many file checks is missing or unclear client information.     Missing information is generally due to the adviser not having raised the topic or asked the question but unclear information is often a result of a poorly designed fact find document. If the question you ask is unclear then the […]

Read More
Load More