Menu
Individual

ATEB suitability allows a high degree of tailoring so that all reports are individual, both to the firm (brand and image) and individual to the client (fully personalised).

By using your own firm’s logos, standard fonts and look and feel, you can promote your individual brand.

By including soft facts, client specific requirements and the client’s own words in reports, they become individual to the client.

While some standardisation is essential for control and consistency, suitability reports should be individually created.

Don’t forget to check Our View about this article and the Actions Required By You

Individual

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Copyright © 2023 FCA

Gig Review!

Compliance , , ,

Well, sort of.     OK, this is another Consumer Duty themed article but, following our  attendance at the FCA’s Live and Local events (which we recommend you attend if you haven’t done so already), we thought we’d share our experience and highlight the main points that the regulator appears to be placing specific emphasis […]

Read More
Copyright © 2023 FCA

Consumer Duty: It’s a matter of Principle

Compliance , , ,

Apologies for the Consumer Duty overload but unless you’re taking a regulatory sabbatical, this is very much a hot topic.   There are in excess of 50 FCA Handbooks (rules and guidance). You cannot be expected to be conversant with all of them, but you should have a good handle on the key ones, such […]

Read More
april23-big

ATEB Suitability Upgrade – Tax Year End Changes

Suitability , , , , , , , , , ,

Our report writing software has been fully updated to accommodate changes to allowances, rates and reliefs in advance of the 2023/24 tax year. Full details can be found below: Pensions ‘Annual Allowance’ amount updated to £60,000.00. Adjusted income threshold amount for the ‘Tapered Annual Allowance’ updated to £260,000.00. ‘Money Purchase Annual Allowance’ amount updated to […]

Read More
Copyright © 2023 FCA

Consumer Duty isn’t the only thing that’s new on 31 July

Compliance , , , , ,

Most of the talk in the financial services industry relating to 31/7/23 focuses on Consumer Duty and for good reason, because it will bring big changes for many firms, including a new addition to the FCA’s Principles for Businesses.   The new Principle 12 states: “A firm must act to deliver good outcomes for retail […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

FCA business plan for 2023-24

Compliance ,

The FCA has advised as follows:     Last year we launched a new three-year strategy to improve outcomes for consumers and in markets throughout the UK. As our remit is broad and growing, the strategy prioritises resources to prevent serious harm, set higher standards and promote competition. Today we’ve published our Business Plan for […]

Read More
Load More