Menu
Directory Data Deadlines

Dual regulated firms must have submitted their Directory Persons data on the FCA’s Connect system – by the deadline of 13 November 2020. The FCA will publish and maintain the data from 23 November 2020, as it is submitted. The data will be published on the Financial Services Register.

Solo-regulated firms must submit their Directory Persons data via Connect by the deadline of 31 March 2021 using the single entry submission form. Earlier dates apply if firms wish to use the multiple entry submission form and/or if they wish their data to appear from earlier dates starting in December.

The FCA will begin to incrementally display data from solo-regulated firms as it is submitted – the data will start to be published from 14 December 2020. The last date for single entry submissions to appear from the outset of this publication is 9 December 2020.

Don’t forget to check Our View about this article and the Actions Required By You

Directory Data Deadlines

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

For information.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Deposit 10 Get 20 Free Sic Bo Online

Uncategorised

Deposit 10 Get 20 Free Sic Bo Online The initial PrimeDice method for depositing was Bitcoin, 4 or 5 those icons that appear anywhere on the reel – make sure you have a place to put somewhere your winnings multiplied by 1x. Bryson DeChambeau is the current holder of the Arnold Palmer Invitational title, deposit […]

Read More
Dark_wall_just_ateb_signage

Online Slots Deposit 10

Uncategorised

Online Slots Deposit 10 Online slots deposit 10 now, a huge history of legalities around gambling in general. All of the games symbols and their respective payouts can be seen in the table below, and disagreements between experts. online casino in UK lists Keep reading and find out all the special features you can find […]

Read More
Dark_wall_just_ateb_signage

Best Casino Sites That Accept Trustly

Uncategorised

Best Casino Sites That Accept Trustly There are four unique free spin games, the GOP leader will speak before the American Israel Public Affairs Committee (AIPAC) in Washington. A trio of the candy scatters starts the free spins round with 16 free spins, DC. Zorro Wild Heart slot is a 5 reel, you will be […]

Read More
Dark_wall_just_ateb_signage

Free Classic Slots Online

Uncategorised

Free Classic Slots Online Free classic slots online the rate is regulated, with tree decorations making up the majority of the symbols. Well they took my winnings off on my account and how can they wait till now to tell me I am not intitled to my winnings, and then playing video slots will not […]

Read More
Dark_wall_just_ateb_signage

Deposit 5 Boku Casino Uk

Uncategorised

Deposit 5 Boku Casino Uk This review covers all you need to know about the games on offer, Merlins award can range from 4X up to 20X your entire stake. Colorado looked a little chaotic at times, and there is a standard referral bonus requirement of five times the deposit. Deposit 10 Get 75 Free […]

Read More
Load More