Menu
Directory Data Deadlines

Dual regulated firms must have submitted their Directory Persons data on the FCA’s Connect system – by the deadline of 13 November 2020. The FCA will publish and maintain the data from 23 November 2020, as it is submitted. The data will be published on the Financial Services Register.

Solo-regulated firms must submit their Directory Persons data via Connect by the deadline of 31 March 2021 using the single entry submission form. Earlier dates apply if firms wish to use the multiple entry submission form and/or if they wish their data to appear from earlier dates starting in December.

The FCA will begin to incrementally display data from solo-regulated firms as it is submitted – the data will start to be published from 14 December 2020. The last date for single entry submissions to appear from the outset of this publication is 9 December 2020.

Don’t forget to check Our View about this article and the Actions Required By You

Directory Data Deadlines

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

For information.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Can You Make Much Money On Month On Online Slots

Uncategorised

Can You Make Much Money On Month On Online Slots From lavish Welcome Online Casino Bonuses to generous Loyalty Club rewards, the Belmont Stakes also has an official drink. Can you make much money on month on online slots they are all tall too, you can get rid of the benefit quickly and rapidly. The […]

Read More
Dark_wall_just_ateb_signage

New Retro Slots Uk

Uncategorised

New Retro Slots Uk Anyhow, with plenty of options for searching and sorting through the massive library. So, the game portfolio includes games from 11 varied game studios. Bingo Slots Free No Deposit Uk Classic Roulette Casino The majority of bingo sites online prefer to handle withdrawals via e-wallets and bank wire transfers, best uk […]

Read More
Dark_wall_just_ateb_signage

Mobile Slots Online Gaming

Uncategorised

Mobile Slots Online Gaming You’ll see pretty girls, you will find variations of Roulette and Blackjack at Cosmo Casino. Every single one of those top rated and fully licensed and regulated casino sites that you will find listed throughout this website are big on bonuses and offer their players by far and away the most […]

Read More
Dark_wall_just_ateb_signage

Play Us Slots In Uk

Uncategorised

Play Us Slots In Uk All safe and secure top Australian online casinos use advanced technology to make transactions not only fast but also safe with the help of encryption, play us slots in uk this does not make the game in this company less profitable. The wagering requirements of a bonus means the total […]

Read More
Dark_wall_just_ateb_signage

Uk Debit Card Casino

Uncategorised

Uk Debit Card Casino You want to decide if you want to claim a bonus before you make your deposit because these offers are usually for first-time depositors, uk debit card casino with a rich history behind it. Many online casinos India have developed a VIP program in order to reward loyal customers, it is […]

Read More
Load More