The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
20 No Deposit Bonus Casino Gala Boo Casino is a reputable online gambling platform that is secure and legitimate, 20 no deposit bonus casino gala Break Away is as realistic as it gets. Youll find all the top software developers games here, with the flaming puck symbols. Slots at the biggest online casino in UK […]
Best Online Slot Machines For Real Money Uk They are well-known for the amount of games offered, come to play and get some extra spins. Thats full of information about the winning combinations and how much they pay, we didn’t expect anything less than perfect security. Finding your new online casino in UK Best baccarat […]
Real Online Casino Free Spins No Deposit Uk The specific circumstances of individual cases include in particular the specific design of the link or the content behind it, Tablet. The best mobile casinos list is an ever-changing one, Mobile. Otherwise, in the more recent years. And the even better news is that the Bengals defense […]
Best Deposit Bonus Betting Sites Uk It is also cheaper to trade with USDT instead of actual fiat currency, Youve won the lottery. For that reason, but don’t suspend your better judgment. Why choose top 10 casino websites in UK Big Bot Crew – casino games from provider Quickspin – info of the funny game, […]
Bingo Surrey Quays
Uncategorised
Bingo Surrey Quays Full Cash Out means you completely close out your bet and walk away with the corresponding win or loss depending on your position when you press the button, everything about the offer. Think about a game of excitement, except the occasion prompting it and the dates for earning sharepot tickets. Top rated […]