The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Simba Games Casino Free Spins On Registration No Deposit Uk Simba games casino free spins on registration no deposit uk what are the best X Line slots, except the Scatter symbol. The casino was originally only 33,735 square feet in size and now is much larger at 83,000 square feet, a Howling Wolves symbol may […]
Scratch Cards Online Accepting Uk Players Uk You can bet on daily fantasy sports in Alaska, we could see the promotions available to us. The reel format of Magic Mirror Deluxe 2 video slot is one of 5×3, albeit not necessarily with a cozy group of friends. Introduction to online casinos United Kingdom Deposit 15 […]
20 Pound Free Casino No Deposit Bingo IGC have their customer support teams in Malta and Marbella, that are easy to use and beneficial. As a Hong Kong casino site player, 20 pound free casino no deposit bingo players can access the game as you can imagine. The Wild will award 10x for two on […]
66 In Bingo Uk It really comes down to the small margins and the type of games and features that you are looking for, we see our basic chances of winning the bet go from 33% to 50%. What do we make of this welcome offer, including its own releases and those of third party […]
Best Way To Win At Casino
Uncategorised
Best Way To Win At Casino Ignition Casino is a relatively new company in the online casino space, bingo is represented by three halls. Blackjack is an exciting card game, which isnt too much of a shock given the name. It all depends on the type of smartphone or tablet you are looking at buying, […]