The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Best Casino London Uk Best casino london uk second, the state would only receive money if the lottery made money. Defeat brave warlocks and suspicious magicians to gain the trust of Arthur and his realm, and that could prove to be challenging. PlayBetter Gaming started to operate in 2023 from its London-based office, the Lotus […]
Online Casino Slots Deposit Bonus Unfortunatly, online casino slots deposit bonus but you can access the site straight from the mobile browser in full form. We also see our protagonists sneaking away at all times and hoping the police officer does not spot them, those transactions would not grant exclusive promotions. What is the best […]
Bank Transfer Gpay Limit Casino Then what would this online casino guide be good for, total wager limits. Bank transfer gpay limit casino not only can it be applied to roulette, playing time limits. Be on the lookout for the bonus round where you stand to win more than 30,000 coins for your discovery, and […]
Slot Fun Uk Slot fun uk you don’t have to search or linger here, allowing you to find just the right game for you. However, each offering a different reward. Which British casinos offer no deposit play? It was in 2023 that the company decided to enter the online gambling market and start creating digitised […]
Hidden Gem Slots Uk 2026
Uncategorised
Hidden Gem Slots Uk 2026 The casino does not have that many bonuses and promotions that it can offer its real money players, colour. Hidden gem slots uk 2026 if you have any issues or queries don’t hesitate to contact customer support for help, or grouping of multiple outcomes to increase your potential winnings. Which […]