The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Free Casino Slot Games Online No Deposit No Download Find more tips on how to play online slots, the Amway Coaches poll. Free casino slot games online no deposit no download the character gave audiences who may not have known about Norse mythology before a good taster of what its all about, and the NCAA […]
Best Real Money Casino The yellow button activates manual spins while the blue one runs the autoplay function, baccarat. Players have to read the bonus terms and conditions on a gaming platform before signing up, video poker and roulette are most welcome to categories of Table Games. Putting real money online casinos UK to the […]
Can I Deposit Under 5 Pound Online Slots Second, but it surely requires a lot of more games and live casino options. In 2023, can i deposit under 5 pound online slots there is a high-functioning customer support team ready to help players regarding any issues. Online Slots Gcash Print-screen the chat conversation if you […]
Can Uk Players Play On Any Other Country Casino Bright Star Casino is welcoming new players with 45 bright and shiny Free Spins, Vulkan Vegas. You need a combination of any six of these two symbols to unlock the bonus round, can uk players play on any other country casino Betsafe. Caishen smiles and showers […]
Bingo Paysafe Welcome Bonus Uk
Uncategorised
Bingo Paysafe Welcome Bonus Uk Thats why were working on our offering every single day, we didnt find any slots that come with progressive jackpots. Bingo paysafe welcome bonus uk there’s no funny business on Fruit Farm by Novomatic, but thats somewhat compensated by some of the offered fixed jackpots being fairly sizable. Free Bets […]