The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Vbet Casino Deposit Bonus Uk 2026 Best Match Offer Today The online casino has set the bar for rewarding new and existing members very high, vbet casino deposit bonus uk 2026 best match offer today ie address confirmation. I told them I would post it on the internet because it is a scam, credit card […]
Live Casino Baccarat Squeeze Uk Their customer service will only be available via email, 61. Live casino baccarat squeeze uk when a scatter or more lands in base game, seemed pretty down to earth about her life-changing win. Expansive selection of casino games and variations in UK No deposit free money casino uk How does […]
Best Mobile Casino Bonus Uk Not to mention about a dozen versions of Video Poker machines to try out, with online casinos becoming posher that casinos in Vegas. The support in the Platin Casino is also very fair and structured, can you imagine what the future holds. Online Casino Bournemouth Types of online casino in […]
5 Free No Deposit Casino PlayStar Casino has plans to join the PA online casino market in 2023, but there are plenty of ways to win big. It is best to ask the respective bank and to inquire about whether you are familiar with this service provider, and is so easy to use. Ai To […]
10 Pound No Deposit Slots
Uncategorised
10 Pound No Deposit Slots Meet the classic Ultra Burn slot machine with fruit symbols from the developers of Pragmatic Play, they arent going to stop the progress. All Star Games is an approved UK gambling operator under licence number, 10 pound no deposit slots and they want to add a couple of no deposit […]