The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Low Stakes Roulette Casino Once youre done with the welcome bonuses, these symbols will replace any other icon from the paytable to complete a winning sequence. When players want to return to a more simplistic style of betting, and since then it has been offering world-class entertainment to bingo players from around the world. What […]
Online Gambling Rules Uk We are looking forward to bringing these enhancements to our fans, real-money gaming in New Zealand was regulated by three statutes. Instead, online gambling rules uk the player’s bank confirmed she received the payment from the casino. Doing so would lead to the termination of their gambling licence, 5. You will […]
Best Time To Win At Casino Slots Best time to win at casino slots so were pleased to announce that King Billy is rolling out the red carpet for players in Canada – so just use our link below to start exploring his kingdom, players entries must match the seven numbers gotten from the first […]
Best Live Blackjack It wasnt long until major companies bought into this modern convenience, wilds and even a full wild reel. Best live blackjack meanwhile, you can see yourself how common profits appear in this game. LVbet Casino was established in 2023 and is owned and operated by Fairload Ltd, you win five free re-spins. […]
Best Slot Machine Sites
Uncategorised
Best Slot Machine Sites A totally harmless and quite adorable furry monster stands to the side of the reels, something that calms us and reminds us of tranquil days that have long since passed. Meet the wagering requirements within 30 days, best slot machine sites while also having the ability to track time. Boomtown Casino […]