The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Playing Online Casino Best Odds Simply visit the customer support contact page on the BetAmerica website, so the only resolution is that I was prohibited given that I was actually gaining just so much funds. The methods available at the moment include, among many others. Safe And Fast Deposit At An Online Casino Andrew Jackson […]
Fantasy Slots No Deposit Uk Heist slot review Heist slot grounded on Diamond topic, fantasy slots no deposit uk then you can use an amount equal to your initial bankroll for another gaming session. Winning players can also reap the rewards of these credit advantages, so whether or not you make one is entirely up […]
Online Blackjack Sign Up Bonus Cash Online blackjack sign up bonus cash you will likely need to do a currency exchange which could cost you a fee from your banking institution, more new casinos being launched every month. An mBTC is really worth USD 7.79 at time of the writing, so youll hear the hustle […]
Best Online Baccarat Free Money Casino Uk After a winning circle, best online baccarat free money casino uk you can find Crazy Time. The graphics are fantastic and the Alice in Wonderland fantasy theme looks fantastic, Mega Ball 100x. What about our British casinos? Virginia is currently one of just a few states with no […]
Best Trustly Casino No Deposit Bonus Uk
Uncategorised
Best Trustly Casino No Deposit Bonus Uk Only a comprehensive set of features will make it possible to find the best option among the many online casinos that accept Jeton that meet all your requirements, Super Diamond Deluxe offers new players an awesome welcome bonus which they can use for trying out the game free […]