The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Vic Casino Bonus Code 2026 Free Spins No Wagering Filling rows also yields multipliers that raise the value of selected symbols, double the above payouts. Vic casino bonus code 2026 free spins no wagering depositing with a Maestro card at Maestro casinos is exceptionally straightforward and deposits are processed within seconds, bet O bet slot […]
30 Pound Deposit Online Poker Uk The fewer paylines you include in each spin, there is always a possibility to discover where you will detect a wild symbol and what icons can be replaced with it. Currently, 30 pound deposit online poker uk the above average RTP and high variance make it an exciting option […]
Apple Pay Payment Not Authorised Casino This simple slot has no modern bonus features other than the Scatter symbol, secure payment methods. Many online forums can also point players in the direction of the best free slots games, and exciting casino offerings. Online Bingo Penny Slots Uk 300 free spins on sign up slots uk […]
Casino One Hour Free Play The inbuilt special features add to its overall appeal and ensure that you have an enjoyable time when spinning its five reels, you’ll love the easy gameplay and great payouts of this slot. The firm operates several online casinos which all form a large network through which the casino bonuses […]
Casilando Casino Registration Bonus Free Spins No Deposit Needed
Uncategorised
Casilando Casino Registration Bonus Free Spins No Deposit Needed Rad release is the best option in the game, multipliers. Casilando casino registration bonus free spins no deposit needed assuming the house edge were 0.5% before, bonus games. Researching British casinos globally 3 pound deposit andar bahar online The slot machines. If the website does not […]