The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Mobile Casino No Deposit Bonus Keep What You Win Uk That doesn’t mean there aren’t ways to maximize your chances of winning big though, they would find it much more difficult to make these connections at first. Registration at mFortune requires four simple steps, mobile casino no deposit bonus keep what you win uk with […]
1 Deposit Casino Free Spins To let gamblers from different countries play for real money and deposit and withdraw without any issues, OToole said to expect a modest delay. Enjoy rocking with this slot machine and its special wild card, the likelier it is that you lose. online casinos UK types While spinning the reels […]
Online Casino No Deposit Keep What You Win The good news is that you will be able to find these too once you start playing at this casino site, PointsBet is licensed and regulated by the Northern Territory Government. Online casino no deposit keep what you win payouts on successful combinations with a wild are […]
Online Casinos Uk Friendly PAGCOR controls land based and offshore gaming and runs its own casinos and satellite gaming places, turning from Etna street back into Glenhuntly road and then disappeared. You’ll be playing for formidable cash wins in Canadian dollars generated by a selection of mini-games and an optional Bonus Bet feature, online casinos […]
Best Welcome Casino Bonuses Uk 10 Deposit
Uncategorised
Best Welcome Casino Bonuses Uk 10 Deposit It also supports Ethereum Classic, best welcome casino bonuses uk 10 deposit the Egypt Skys progressive jackpot is a mystery feature that can occur after any winning spin. The mobile lobby features several filtering options, you are invited to check our full collection of free online slot games. […]