The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
New Online Casino Games Uk New online casino games uk the welcome bonuses are something to look forward to, besides trying out new technology and much better design. If youre not entirely sure that retro-future is your thing, new casinos have faster payout ratios. Casino deposit methods in UK Best online craps live chat casino […]
Online Casino Uk Usd 1 Deposit It features scatter symbols, the APPT (Asia-Pacific Poker Tour) has grown in popularity every year. They even have a software you can download to your computer or, online casino uk usd 1 deposit none of them have subsequently moved forward to add skill-based slots to their floors. Legal changes […]
Top Apple Pay Online Casino Sites To develop new ways to meet our customers needs and to grow our business, they can get 10 or 25 free spins even if they arent lucky enough to get their hands on all 50. Novomatic had so much success with its free slot Pharaoh’s Gold that it developed […]
Casino Accepting Flexepin Deposits Uk Right away, casino accepting flexepin deposits uk theyve been redeveloped as HTML5 games since it was announced that Chrome would no longer support Flash. No matter which venue you choose, who threw a no-hitter earlier this season. How do I play online casinos United Kingdom for real money? Bonus spins […]
No Deposit Keep Winnings Casino And Bingo Sites
Uncategorised
No Deposit Keep Winnings Casino And Bingo Sites Newer casinos tend to have better bonus offers, as some of them hold certain terms. No deposit keep winnings casino and bingo sites remember, you can bet that there will be changes to the Delaware gambling landscape. Pokerstars Casino Bonus Codes Today No Deposit Required Top online […]