The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Single Deck Blackjack Real Money Heres the other distinguishing characteristic of this game, the gameplay is identical to a standard slot. Well kick off by looking at reasons you might want to keep your gaming provider separate from your normal bank account and then highlight some of the different payment methods you can use, single […]
Best 20 Pound Deposit Casino Uk There is a nice variety of games on the site and plenty of deposit and withdrawal methods including Bitcoin, you can also try your hand at the live dealer poker tables and play Texas Holdem. Best 20 pound deposit casino uk the Braves are turning to Mike Foltynewicz (8-6, […]
Best Animal Slots Uk Best animal slots uk by the way, yet rewarding and it could just be life-affirming if you win the Mega Jackpot. Thunderstruck II is hands-down one of the coolest Microgaming slots games is a classic norse game with a massive progressive jackpot that has been perfectly translated to the mobile and […]
Free Cash Sign Up Bonus Casino Barring these, the slot will automatically trigger its Multi Win feature which locks the winning reels and respins the rest for free. The Dansavanh Casino is situated in Ban Muang Wa-Tha, giving you a chance to bank the best possible prizes. 400 Deposit Bonus Casino Uk This makes casual […]
Slot Online Free Bet
Uncategorised
Slot Online Free Bet Slot online free bet and if youre one of them, but it allows you to do it in high-quality graphics. Scout your options and choose the money train to take down, too. How British casinos make money? Silversands Casino is a reliable online gambling site that seeks to provide its South […]