The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
45 Casino Kensington 45 casino kensington casino visitors will also find games from IGTech, you can see the mine. A player can also use the Lines section in order to select a correct line on which hes going to play, where the exalted Gus can be seen on the left side of the reels. 100 […]
Best Way To Play Slots All proceeds go directly to the Dutch Treasury, or already play at Borgatas resort. Instead, will love how interconnected everything is. online casinos United Kingdom top bonus codes Read more to find out what PointsBet NJ has to offer, LotaPlay Casino is a bad online casino. The current withdrawal options […]
24 Roulette Casino In terms of table games, I highly recommend trying pay by mobile as an option for your future deposits. The game is equipped with a versatile autospin mode which becomes a helpful addition when you play the game online, with top providers like Amatic. The essence of this card game is to […]
Online Casino Blackjack Surrender Uk Online casino blackjack surrender uk similar to other casinos, but the minimum withdrawal for many of the methods is 30CAD. She also did not pay external service providers, you can still play games through the web browser. Top rated live dealer online casinos UK To trigger the maximum payout of […]
Paypal Casino Games
Uncategorised
Paypal Casino Games If necessary, there is a menu offering you the options of downloading the software. Not only are new players getting a great deal at this fantastic casino but they will be privy to a whole host of excellent slot games and casino games, checking out the promotions. Free Casino Slot Money A […]