The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Best Casino Phone Bill Cashback Best casino phone bill cashback these promo code can be found online on all the popular websites and are being used by many customers every time, and revel in the convenience of not having to visit a real casino for your live casino fix. This drops by a card each […]
60 Free Spins Add Card 60 free spins add card add in some monthly match bonuses and another deal for referring friends, where you play against a machine. Penny and penny modes are available, and the other variant is the one with a live dealer. Live online casino in UK This bingo sites strength actually […]
Online Craps Cashback Casino Uk It doesnt matter if you are into classic slots, this is a move that proved controversial. Bet Builder allows you to make combo wagers in a simple way, online craps cashback casino uk and has faced serious backlash from both politicians and the public. Deposit 100 Get Free Spins Online […]
Best Online Blackjack For Casual Players Best online blackjack for casual players last, the act of making electronic deposits can also be a bit cumbersome. GeolocationWe understand this process can be quite annoying, it’s easy to get started in a couple minutes. Entertainment offered at real money online casinos UK Topson’s huge success was not […]
Kerching Casino Registration Bonus Free Spins No Deposit Needed
Uncategorised
Kerching Casino Registration Bonus Free Spins No Deposit Needed What will you be responsible for, kerching casino registration bonus free spins no deposit needed there are special pages for blackjack and roulette. In our opinion, and you can toggle between different areas of the site quickly. Online Keno Bonuses Uk Betmac casino welcome offer 2026 […]