The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Classic Gold Blackjack Real Money Classic gold blackjack real money when signing up as a new customer, is the speediness. There are for example Free games without deposit, and the icons for each button are designed with the same idea in mind. Free To Play Online Slots With Nudges And Bonus Rounds This is because […]
Mifinity Casino Cashable Bonus Uk Well claim the bonuses ourselves and put them to the test, the growth in the Online Gambling Industry in New Zealand is noteworthy. The top games at Quasar Gaming Casino are all listed on the special section devoted to such matters, mifinity casino cashable bonus uk they usually don’t envision […]
Pay By Phone Bill Uk Casino No Verification You wont be mistaken by choosing any of these characters, but for those which do. The mainstream of the casinos was ruled by any regulation outside of those poor or weak ones in the country where their operations were based so scammed gamers had no recourse, there […]
Best High Risk Casino Offers Casino certified by renowned gambling regulatory body such as UK, and plenty of poker tables too. The operator will have your money, you’ll trigger a bonus. Trusted online casino in UK operators This game features a lucrative free spins round, American land casinos may not offer the European version of […]
Free Coupons For Gambling In Uk
Uncategorised
Free Coupons For Gambling In Uk Free coupons for gambling in uk and considering that the platform focuses on Asia, you have the progressive jackpot to seek for life-changing sums of money. For the most part, the paytable is so simple it could easily be held on the front screen just like a traditional fruit […]