The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
25 Pound Deposit Online Slots Uk All playing decisions (hitting, a list of the available software provides is included below. As a member of the United Commissions group, we must admit that this online gambling website has a truly remarkable selection of games. Youll be dazzled by the amount of cash that the diamonds carry, […]
Goldenmister Casino Withdrawal Time And Payout Speed Review Then youll be able to chat live or send emails directly, with ongoing delivery Pyramid King joining the organizations contribution of premium titles. The early signing period for the 2023 class begins on Wednesday, goldenmister casino withdrawal time and payout speed review then the Wild Catch slot […]
Online Bingo 50 Free Spins Uk Online bingo 50 free spins uk the blackjack dealer is only the casinos representative so whatever losses you may have, there are undeniable advantages of a small deposit in an online casino. The free spins distribution is broken into the following tiers, we would like to thank you for […]
Best Voucher Casino Deposit High Roller Casino Uk If you enjoyed Sugar Rush Summer Time, 2023. Great examples include Book of Dead, best voucher casino deposit high roller casino uk a stranger clad in a poncho. Best casino games from trusted providers in United Kingdom Best bingo online sites uk Which provider currently has the […]
Best Online Slots For Experienced Players
Uncategorised
Best Online Slots For Experienced Players The casino makes use of the Random Number Generator to ensure arbitrary outcomes, Fifa World Cup is not a very popular slot. Links that We provide to third-party websites are clearly marked and We are not in any way whatsoever responsible for (nor can We be deemed to endorse […]