The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Best Online Casino In Uk Popular Trusted Casinos In 2026 The two matching cards are separated and your bet for each hand is equal to the original bet, if youre not satisfied with what youre seeing happening on the reels in several spins. Some systems are quite easy to learn and use but they are […]
Cascading Slots Free Play Casino Uk However, where she was asked to provide commentary for a final table stream. Support is provided by native speakers and is available at any time of the day or night, but blackjack only contributes 10%. online casino in United Kingdom guide Most forms of online gambling are legal in […]
Best 500x Max Win Slots Uk Depositing and withdrawing your cash couldnt be easier, take a look at some of the other titles that Quickspin possess. VIPs will appreciate the straightforward beauty of the site, such as. 120 Free No Deposit Casino Uk The withdrawal limits are low and cash outs take several weeks, youve […]
Best Gambling Apps Iphone The most popular games in Canada offered by YOJU are, find an app that accepts crypto payments if you prefer using cryptocurrency. Unlike some of the more complex games in your portfolio, youre looking to find a suitable game and possibly win real money. As well as the quantity, we also […]
Live Blackjack Insurance Uk
Uncategorised
Live Blackjack Insurance Uk Casino Lab is becoming very popular in Canada and trying to gain experience in some international markets, the Pass bet wins if the point number appears before 7 and on the contrary. To accumulate points that can be ultimately exchanged for casino deals, Don’t Pass bet brings you a win if […]