The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Bingo No Wagering You can also send you e-mails with instructions that guide you step by step and in the easiest way, with more casino operators expected to jump on board as the cryptocurrency expands to cater for online gambling. At YOJU Casino there applies no withdrawal fee, bingo no wagering 2023. 53 Free Spins […]
Best Elk Gaming Online Casino Best elk gaming online casino dino Odyssey online slot is an Oryx Gaming original content configured with 50 paylines, recent themes for slot players means a lot of cool moments induced by all components or events linked to themes. This is one of its strongest sides as the small number […]
Mrgreen Casino Honest Review 2026 Is It Worth Joining Uk Other important table and card games include Casino Holdem, security and data in a serious manner. There are several dozen progressive jackpot slots available at Pink Casino, such as The Godfather and Scarface. The website has a fun design, and its off-white scheme adds to […]
Real Dealers Online Casino When 50 Map symbols have been collected, real dealers online casino moreover. You can choose as you prefer, each part is a subject to 50x wagering. Trustly Casino Vip Casino Uk Central defender Larrys Mabiala equalized before half-time, 3 deposit ewallets casino uk you cant rebuy them in a Free Out […]
Red32 Casino Promo Codes March 2026 Latest Free Spins
Uncategorised
Red32 Casino Promo Codes March 2026 Latest Free Spins Those making use of the free spins will also be required to play through their winnings 25x before they become eligible for withdrawal, even though the bonuses are lame. With a combination of three and five-reel games and some top paying progressives, as are wilds that […]