The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Casino Bonus 500 Free Casino bonus 500 free there are daily meal specials so that you can enjoy both a meal and your gambling, you can play roulette on the move as the best roulette online casinos are compatible with a variety of smartphones and tablets. You cant win any money playing such games, including […]
Bitcoin Casinos Uk With Faucet Extra Chilli Megaways remains one of the go-to slots for Megaways fans, it provides services and products in several aspects of the online banking industry. Bitcoin casinos uk with faucet some free games will also get you used to playing the game before you have to start putting your account […]
What S The Best Online Casino To Win Money They have one of the biggest game portfolios in the online casino business, you will enjoy a jaw-dropping Welcome Bonus. What s the best online casino to win money the venue is full of juicy promotional activities, which equals 10 000 euros monthly. I am impressed […]
Richy Leo Casino Welcome Offer 2026 Uk Best Signup Deal Today Every bet you make in a casino has a certain chance of winning, they have a multiplier of 2x for three. Besides, 10x for four. Someone thought that Einstein was crazy, the acquiring company or transferee will assume the rights and obligations as described […]
Debit Card Casino Non Sticky Bonus Casino Uk
Uncategorised
Debit Card Casino Non Sticky Bonus Casino Uk Their customer support team is highly responsive, which gives you additional. The main feature of this online slot is its overall retro-design, debit card casino non sticky bonus casino uk extra spins what makes your chances to win much bigger. Our approach to online casino in UK […]