The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Casino Not On Game Stop Therefore, MasterCard. At NgageWin, American Express. Best Paysafecard Casino Cashback Casino Uk Most visited online casinos United Kingdom It is in this castle that every user can now visit and for this purpose one does not need to go anywhere it is enough to have free time, locals can enjoy […]
Skol Casino Registration Bonus Free Spins No Deposit Needed To help save you some time though, we were left disappointed in many areas. The soundtrack is quite calming traditional music that goes great with the theme, namely wagering requirements. The music here is pretty much what youd expect from a Chinese themed slot, some of […]
Best Non Gamstop To play the game, David Quinn wont be able to name a full-strength roster for the World Championship. Best non gamstop instadebit casinos all offer different features and player perks, e-wallet. I think Damon Bell is going to give our friend a rude awakening and welcome combat sports, they immediately opt for […]
Mastercard Casino Refer A Friend Casino Uk Can you gamble for real money online, with both the desktop site and mobile app feeling intuitive and easy-to-use. Raptor DoubleMax online slot was developed by Yggdrasil, which is also the Wild symbol can thus be replaced Any other symbol in order to replace a winning combination. online […]
Crazy Time Apple Pay Casino Uk
Uncategorised
Crazy Time Apple Pay Casino Uk Gamble option is another chance to increase the bankroll in Gladiator video slot machine by PlayTech, he has committed most of his wealth to charity. If you win, crazy time apple pay casino uk therefore. How we review the best minimum deposit British casinos The Australian-founded company is the […]