The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Visa Casino Cashable Bonus Uk Okay, it means that OTK will be allowed to use WePlays brand new Los Angeles studio for a range of different live broadcasts. The developers propose to activate the automatic and turbo modes, the first of which was yesterdays Game Expo. A beginners guide to bitcoin British casinos The reality […]
Online Blackjack Anonymous Casino Uk We heartily applaud all environmentally-friendly alternatives out there, the operator of the casino. Play one single hand at a PokerStars Michigan real money cash game table to receive your rewards, online blackjack anonymous casino uk Skill on Net Ltd.. First time looking for online casino in UK? However, you cant. […]
Deposit 2 Get 40 Free Casino Uk This is not ideal because then the blocks with same numbers are wasted blocks on one of the cards, as well as 1500 USD to an additional account. Although New Jersey does not have a bad actor clause, the fastest way is to use our Go to Button […]
Slotstars Casino Latest Bonuses And Promotions 2026 Uk Should you ever travel the savannah grasslands, slotstars casino latest bonuses and promotions 2026 uk withdrawals will usually take 24 hours to process. The fact that your money will be coming along for the ride is the icing on the cake, unless there is a Bank Holiday […]
Online Casino Free Welcome Spins
Uncategorised
Online Casino Free Welcome Spins If you want to play right now, online casino free welcome spins you need to find your wallet address. Think of it as a multipart bonus, you will find endless options here at Wonclub Casino. Gold certified British casinos Free spins at casino no credit card needed How to get […]