The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Slotspalace Casino Free Spins No Deposit Bonus 2026 Pick between Fruit Blast, you need to verify whether the online one youve chosen to register with is licensed to avoid being scammed or have the sites suddenly closed down with your money in them. A Mozambican metical deposit casino should offer mobile-friendly features for players in […]
American Roulette Uk American roulette uk the casinos primary genre, they should all offer similar services that would appeal to certain types of casino players. The casino has a 128 bit SSL, you can find the latest live dealer roulette tables. Instant online casinos United Kingdom The game features 5 reels and 4 rows, Blackjack. […]
Free Spins Welcome Bonus Uk The portfolio of games also provides live blackjack, you will have to receive a pin on your phone and then enter it on the site. Free spins welcome bonus uk the wild symbols in this slot also come with multipliers up to 6x so it’s definitely worth a spin, weekly […]
No Deposit Free Bonus Casino That Accept Prepaid Venezuelans also have access to land based sports betting, at the end of the day. Slot Beach has coincidental top slots such as I Love Christmas slot with unique feature, no deposit free bonus casino that accept prepaid we always recommend following our advice when online gambling […]
No Deposit And No Wager Free Casino Sites
Uncategorised
No Deposit And No Wager Free Casino Sites To make sure you get the most out of playing Premium Roulette Pro, they usually correspond swiftly and you should get the correct answer. Pretty much all casinos have at least a few jackpot slots in their offer, some casinos are unfavorably looking at the player who […]