The FCA has set out steps firms should take to help identify key workers in financial services.
Firms need to take urgent action in relation to key workers. See full details here.
The FCA has set out steps firms should take to help identify key workers in financial services.
Firms need to take urgent action in relation to key workers. See full details here.
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Consumer Duty starts to take hold
Lisa Cross Compliance
Consumer Duty rules will take full effect from 31 July 2023. However, it is starting to show its face already. This message is now appearing on Connect in some circumstances. “The majority of firm types that need to apply for authorisation or existing firms seeking to vary their permissions will need to comply with […]