Cyber resilience
Could your business repel and recover from a cyber attack?
Compliance
Mortgage Responsible Lending Update
The FCA has published the first summary of the discussions from the responsible lending implementation group.
SM&CR – latest FCA podcasts
SM&CR is well on the way. Hear the latest podcasts.
FCA ‘Improving the suitability of financial advice’ speech
The FCA has published the transcript of a speech delivered by Debbie Gupta of the FCA which we recommend all […]
The Financial Services Register and The Directory
Want to know more about upcoming changes to the Register and the introduction of the public facing Directory?
Principals and Appointed Representatives – two tier client protection?
A recent Court case appears to have created two tiers of client protection.
BREXIT and passporting
Firms that wish to operate in the EU/EEA after BREXIT need to take action.
Lasting Power of Attorney and DFM investment
LPA may constrain the use of a DFM solution.
Fair treatment of vulnerable clients
The FCA is consulting on proposed guidance to firms in dealing with vulnerable clients.
FCA video guide to pension transfer advice for consumers
Although aimed at consumers, firms involved in transfer advice would do well to view the video.