FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
Compliance
RegData migration about to start
The Gabriel replacement is now being rolled out to firms.
Transfer advice transition period
How do the transitional rules on transfer advice apply?
Financial difficulty for insurance and premium finance firms
Further guidance on dealing with customers in financial difficulty.
The importance of ‘knowledge and experience’
How do you assess and take account of the client's knowledge and experience?
Workplace Pensions
Firms that provide advice on DB pension transfers have to consider workplace pensions as the destination. How can these be […]
Dear CEO letter to General Insurance Intermediaries
The FCA has concerns over the safeguarding of client assets.
EU Withdrawal – Transitional period for new rules
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
New transfer rules – have you applied them yet?
Don't get caught out by the transitional period.
New transfer rules – are you ready?
New rules apply to transfer advice from 1 OCtober 2020. Are you ready?