Appointed Representative regime changes 9 August 2022 Paul JayCompliance In our previous article following the issuance of FCA’s Policy Statement PS22/11, we covered the Regulator’s rationale for changes to […] Read More
Changes coming to the Appointed Representatives Regime – and soon! 9 August 2022 Paul JayCompliance FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […] Read More
FG22/4 – FCA approach to compromise arrangements 13 July 2022 Paul JayCompliance The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors […] Read More