Adviser fees by instalments – a timely reminder
An option that could be of benefit to some clients.
Alistair MacDougall
FCA Live and Local – Doncaster, Leeds, York and Harrogate
Live and Local events are running again in 2017, Book your space.
P2P permissions – action required by 31 December 2016
If you do not advise on P2P agreements, you need to consider whether you should remove this permission.
PRIIPs disclosure rules delayed until January 2018
New disclosure rules that were intended to take effect from January 2017 have been put back one year.
FCA publishes a useful 10 minute Financial Crime webcast for consumer credit firms
Does your firm have sufficiently robust systems and controls, policies and procedures and governance in place to mitigate financial crime?
RMAR – some useful reminders
Are you completing your RMAR correctly?
Important – requirement to notify clients with overseas assets or income
If you have clients with overseas income or assets you might need to notify them of HMRC requirements.
PS16/21 – Increasing transparency and engagement at renewal in general insurance markets
From 1 April 2017 firms will be required to encourage customers to check if auto-renewing is the right thing for […]
Unauthorised introducers
There has been a proliferation of cases where advisers have advised clients gained via unauthorised introducers, with disastrous outcomes for […]
CP16/18 – PRIIPs and the new rules on disclosure
New rules on disclosure will come into effect on 31 December 2016. See here for more information.