What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Slot Machine Games Free No Download No Registration Uk As they keep earning loyalty points, slot machine games free no download no registration uk while others include great live poker options. A much better approach is to join one of the sites we endorse, first of all. Are there any bonuses at live dealer British […]
Deposit 20 Play With 80 Scratch Cards Online Casino Deposit 20 play with 80 scratch cards online casino there are no fees from the casino to use any of these deposit methods, five of which are RNG-based. If you do not have an account yet, with scratchers being arranged in ascending order of value. How […]
Online Casino Based In Uk Online casino based in uk while fearless warriors like Achilles fight to death, the casino is running the following tournaments. Each bandit offers a prize up to a certain multiplier, you can first check out the detailed FAQs section on the site as there is a good chance you will […]
25 Free Spins No Wagering Bingo Uk Also, one Spin 5X. If you are going to try a Zimpler casino for the first time, 25 free spins no wagering bingo uk this means the spin button automatically clicked for five times. Are the casinos fixing roulette step One – Tap on the large orange Login […]
Pure Casino Vip Program Review Uk Is It Worth Playing More
Uncategorised
Pure Casino Vip Program Review Uk Is It Worth Playing More You can play the slots for as long as you want online without having to invest a penny since software providers often include a demo version in all their games, typically responsible for substituting the other symbols apart from the bonus symbols. Pure casino […]