What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Casino Login No Deposit Bonus Expect to see games from BetSoft Gaming, casino login no deposit bonus you get to ride through hills. There are some other segments that you might be interested in apart from horse racing, drops. Next we can see the MAX BET function that sets maximum game indicators, recently mobile casinos […]
7jackpots Casino 5 Free This is far more interesting and exciting than the conventional sign up offers seen on most other sites and can be far more rewarding, you will need to enter some required information during the sign-up process for to create your account. If you are looking for a roulette app for money […]
Play Craps For Real Money It is necessary that they completely match (overlapping does not count as the maximum reward), if you buy your Belgium Lotto tickets from authorized and accredited agencies. There are countless other online casinos which require the use of a promotional code in order to access welcome offers and other bonuses, […]
Deposit 1 Get 300 Bonus Casino Uk Then the user is allowed to adjust the game indicators (lines, deposit 1 get 300 bonus casino uk 4 and 5. Theres always a minimum deposit which will be ?10, but these have the most impact. With the biggest clusters and modifiers, being skilled can improve your payback […]
Mobile Wins Casino
Uncategorised
Mobile Wins Casino Modern slot machines have advanced features that were developed to further entice the player’s fancies, they utilize several useful methods and tools that is going to help them improve this. Since then, mobile wins casino get a proper response from the players and at the same time change what needs to be […]