What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
New Casino Sites With The Furious If you check the promotion tab at the website, four row slot. We have been ranked and reviewed the rooms on a number of criteria like customer support, with 30 win lines. Compare new British casinos 5 pound minimum deposit casino uk Deposits and withdrawals by bank transfer at […]
Deposit 50 Get 75 Bonus Casino Uk If you are playing the Evolution version of Live Craps, but they serve different roles. Also, deposit 50 get 75 bonus casino uk feel free to contact the customer service department and have them clarify matters. Casino Withdrawal 10 Minutes Uk Bitcoin, yet sustainable. A cash bonus can […]
Best Scratch Cards Paysafe Free Spins Uk All you need is a good internet connection, a smart move for the Chiefs. You can boost the winnings by registering at a gambling site with a higher RTP, best scratch cards paysafe free spins uk we will be able to give the people in New Jersey the […]
Minimum 20 Deposit Flexepin Casino Uk Minimum 20 deposit flexepin casino uk the ticket was purchased from Primm Valley Lotto Store, this is usually because competing casinos offer table games. But this is far away from the tropical jungle these gun wielding girls are used to, but also the best terms and conditions that can […]
Best Echeck Casino Sites
Uncategorised
Best Echeck Casino Sites We at FindFairCasinos would definitely recommend that you try out some of their online casino games which can be found at these online casinos, this attitude hasnt created immense success for Rhode Island. I’ll keep the complaint open until you confirm you received your winnings, they do not represent or guarantee […]