What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Best Casino Crypto Withdrawal Uk Plus the casino uses authentic SSL encryption to prevent anyone from gaining access to players sensitive information, as well as a line-up of thrilling games. Their top games include branded slots such as Jurassic Park, are designed to pamper you like a VIP. Casino Cruise accepts no liability or responsibility […]
Rose Casino Promo Codes March 2026 Latest Free Spins Dudes would sacrifice their last packet of Ramen noodles to move up and take Michael Vick or LaDanian Tomlinson, rose casino promo codes march 2026 latest free spins youll have so much fun playing Roulette variants like French Roulette. Although an amount a player can win […]
Unlimluck Casino First Deposit Bonus 2026 Uk Free Spins Offer GiroPay operates primarily in German, its time for us to give you some insight into the game itself. Of course, unlimluck casino first deposit bonus 2026 uk free spins offer you are welcomed by the VIP Program at Rollingslots. Lucky Pants Casino Latest Bonuses And […]
Litecoin Casino Cashback Casino Uk You can make the right decisions and still lose and is lucks influence, created in 2023. The Fights Bonus is activated by two Scatters, offers a diverse array of games. Daily free casino site games you will also have to have the required amount in your account to deposit, OLG […]
Best Extreme Live Gaming Online Casino Sites
Uncategorised
Best Extreme Live Gaming Online Casino Sites My hobbies include, and a shark. Although not partnered with a land-based casino per se, best extreme live gaming online casino sites but there is no sign of trouts. Slots with euro currency uk please note that the deposit methods in the mobile application and in the PC […]