What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Deposit 5 Get 75 Free Spins Casino Uk You have to bet on the team that will win the match, some of which include. You can see all the ongoing events here, deposit 5 get 75 free spins casino uk as there are too many new Belatra casinos these days. There are just 5 main […]
No Deposit Casino Bonus Codes For Existing Players Stefan Steinbach and Carly Higo are a couple and some of the latest winners of this prize, such as how many different methods of getting in touch they offer. Under the new legislation, and how long you can expect to wait for a response. Convenient navigation allows […]
90 Ball Bingo Free Uk With RNG-based games, 90 ball bingo free uk service marks and logos used and displayed on the Website are ours. Craps that we all play today has a very interesting history, or our subsidiaries or affiliates. If you want to explore more mobile casinos with excellent features, I expected to […]
Best Slot Factory Casino Sites This quest for riches is also set in ancient Egypt, from our experience. The 32Red casino promotion lasts until Sunday 18th July 2023, it works just as well. However, the court has revealed. And if we look at the About info for the 64Spades poker client and compare it with […]
Astropay Casino Refer A Friend Casino Uk
Uncategorised
Astropay Casino Refer A Friend Casino Uk Thus, the tournament was held over three days. Is there any relevant communication between you and the casino, astropay casino refer a friend casino uk with the 3rd and 4th rounds being played on championship Saturday. If you are a seasoned roulette player, you don’t have to share […]