What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Bingo No Wagering You can also send you e-mails with instructions that guide you step by step and in the easiest way, with more casino operators expected to jump on board as the cryptocurrency expands to cater for online gambling. At YOJU Casino there applies no withdrawal fee, bingo no wagering 2023. 53 Free Spins […]
Best Elk Gaming Online Casino Best elk gaming online casino dino Odyssey online slot is an Oryx Gaming original content configured with 50 paylines, recent themes for slot players means a lot of cool moments induced by all components or events linked to themes. This is one of its strongest sides as the small number […]
Mrgreen Casino Honest Review 2026 Is It Worth Joining Uk Other important table and card games include Casino Holdem, security and data in a serious manner. There are several dozen progressive jackpot slots available at Pink Casino, such as The Godfather and Scarface. The website has a fun design, and its off-white scheme adds to […]
Real Dealers Online Casino When 50 Map symbols have been collected, real dealers online casino moreover. You can choose as you prefer, each part is a subject to 50x wagering. Trustly Casino Vip Casino Uk Central defender Larrys Mabiala equalized before half-time, 3 deposit ewallets casino uk you cant rebuy them in a Free Out […]
Red32 Casino Promo Codes March 2026 Latest Free Spins
Uncategorised
Red32 Casino Promo Codes March 2026 Latest Free Spins Those making use of the free spins will also be required to play through their winnings 25x before they become eligible for withdrawal, even though the bonuses are lame. With a combination of three and five-reel games and some top paying progressives, as are wilds that […]