CP 21/34 – Improving the Appointed Representatives regime
The FCA has launched a consultation (CP21/34 ) which is intended to improve the appointed representatives regime and tackling harm […]
Link
Compliance
FCA consults on new fees for 2022/23
The FCA has published a consultation paper on proposed policy changes to the way its fees will be calculated from […]
Link
Compliance
Pension transfers – considering life cover
We have seen a very large number of pension transfer suitability reports since the introduction of the pension freedoms that […]
Link
Compliance
Conduct Rules Breaches – follow up
We wrote recently about the Conduct Rules and, in particular, breaches and notifications . See here. This article is intended […]
Link
Compliance
New anti-scam rules for scheme trustees
The rights of pension scheme members to transfer, that were established in the Pensions Act 2015 are no longer absolute […]
Link
Compliance
Load More
CP 21/34 – Improving the Appointed Representatives regime