Government Scrap Protected Pension Age Window

Government Scrap Protected Pension Age Window

We previously issued a newsletter in February 2021, outlining government proposals to increase the Normal Minimum Pension Age (NMPA) from […]
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Compliance
Another Pension Transfer Charging Quirk

Another Pension Transfer Charging Quirk

Policy Statement PS20-06 states: “A firm may set a different level of non-contingent charges if they are not undertaking the […]
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Compliance
Appointed Representatives – some SM&CR questions

Appointed Representatives – some SM&CR questions

Occasionally, we come across firms that are ‘Principal Firms’ – i.e. the firm has Appointed Representatives (AR) but where one […]
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Compliance
AR survey

AR survey

The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have […]
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Compliance
FCA – short feedback survey

FCA – short feedback survey

We have received the following from the FCA.     “Many of you will be aware that we issued the […]
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Compliance
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