British Steel Transfers – Asset Retention

British Steel Transfers – Asset Retention

The FCA has made the following announcement.     “This morning we have announced that we are using emergency powers to prevent […]
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Compliance
Pension Transfer charging

Pension Transfer charging

Policy Statement PS 20-06 stated that a firm providing pension transfer advice “… may also not charge less than it […]
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Compliance
TR22/1 – Thematic Review: Observations on wind-down planning

TR22/1 – Thematic Review: Observations on wind-down planning

The FCA has published a Thematic Review report which provides some observations around the quality of wind-down planning in firms. […]
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Compliance
Consumer Duty – fair value and adviser charges

Consumer Duty – fair value and adviser charges

The FCA’s proposed Consumer Duty is getting a lot of airplay in the trade media. First mooted in the FCA’s […]
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Compliance
FOS Award limit increased

FOS Award limit increased

In March 2019 the FCA published PS19/8 to increase the ombudsman service’s award limit from £150,000 to £350,000 for complaints […]
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