Online Supervisor’s Training Course

Online Supervisor’s Training Course

We have developed an online training course to assist T&C supervisors demonstrate competence in their role.
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Compliance
Appointed Representative regime changes

Appointed Representative regime changes

In our previous article following the issuance of FCA’s Policy Statement PS22/11, we covered the Regulator’s rationale for changes to […]
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Compliance
Changes coming to the Appointed Representatives Regime – and soon!

Changes coming to the Appointed Representatives Regime – and soon!

FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […]
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Compliance
Financial Sanctions Checks

Financial Sanctions Checks

In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to […]
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Compliance
Product Governance multi-firm review by the FCA

Product Governance multi-firm review by the FCA

The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the […]
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Compliance
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