FCA delays Consumer Duty rules

FCA delays Consumer Duty rules

The FCA has confirmed a delay to the introduction of Consumer Duty rules. The press release details are described in […]
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Compliance
FG22/4 – FCA approach to compromise arrangements

FG22/4 – FCA approach to compromise arrangements

The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors […]
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Compliance
FCA Business Plan – 2022/23

FCA Business Plan – 2022/23

The FCA recently published its Business Plan for 2022/23.  The plan explains the programme of work for this year to […]
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Compliance
New pension nudge rules

New pension nudge rules

One of our clients recently received this note from a SIPP provider.     “You may already be aware that […]
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Compliance
Change to Firm Reference Numbers

Change to Firm Reference Numbers

The FCA has advised as follows:     “We currently use six-digit Firm reference Numbers (FRNs) to uniquely identify firms, […]
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Compliance
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