FCA issue damning verdict on disclosure of charges
FCA disappointed. 73% of 113 firms failed to provide the required generic information on how they charge for advice.
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Compliance
Consumer Credit – When to Apply for Full Authorisation
The FCA has issued guidelines to firms about when and how they should apply for full consumer credit authorisation. All […]
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Compliance
FCA Thematic Review – RDR – Delivering Independent Advice
The second stage of the FCA’s thematic reviews regarding firms' delivery of the RDR has been published and focusses on […]
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Compliance
Consumer Credit: FCA Deadline & Do I Need Permissions?
The deadline for full transition to the FCA is nearly upon us. Have you applied and are you confident of […]
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Compliance
No More FSA
The deadline (31/03/2014) requiring advisory firms to replace 'Financial Services Authority' with 'Financial Conduct Authority' is fast approaching.
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Compliance
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FCA issue damning verdict on disclosure of charges